MIAMI – Attorney Joseph A. Sacher, of the law firm Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A., recently co-moderated the Florida International Bankers Association’s (FIBA) second Broker-Dealer Roundtable. The event was hosted by Veris Consulting. Joseph Sacher also co-moderated the first Roundtable event held this past June and sponsored by KPMG. The participants were mostly comprised of banking and broker-dealer representatives for local and international banks and broker-dealers. The Roundtables included lively, interactive discussions concerning topics such as Foreign Finders, Recent Enforcement Actions, and other current Regulatory “Hot Topics” that impact the South Florida Broker-Dealer community. In particular, much of the discussion was devoted to increased scrutiny by the regulatory community (FINRA and SEC), the growing number of … [Read more...]
